Job Description

Choose a job you love, and you will never have to work a day in your life. — Confucius

Senior Accountant

  • Job Tag: #LI-NA1
  • Posted: November 17,2022

Small to mid-size broker dealer firm expanding quickly across the west coast is looking to fill a newly created Senior Accountant role. It is a small enough company where you can have your hands in everything, and they are looking for someone with the mindset that there is no task too big OR too small. This is a newly create position due to growth and they have GREAT employee retention.


1. Compile and analyze financial information used for preparation of monthly, quarterly and annual financial statements. 2. Ensure financial records are maintained in compliance with accepted policies and procedures. 3. Ensure all financial reporting deadlines are met. 4. Ensures accurate and timely monthly, quarterly and year end close. 5. Establish and monitor the implementation and maintenance of accounting control procedures. 6. Resolve Accounting discrepancies and irregularities as needed. 7. Support budget and forecasting activities. 8. Monitor and support taxation issues as they arise (This individual will not be responsible for tax accruals). 9. Develop and maintain financial databases as needed. 10. Assist in drafting GAAP financial statements and act as a point of contract for the external auditors. 11. Ensure accurate and appropriate recording of transactions in accordance with accounting standards. 12. Analyze financial information to recommend or develop efficient use of resources and procedures, provide strategic recommendations and maintain solutions to business and financial problems 13. Provide back-up and/or assist accounts payable, accounts receivable and payroll functions. 14. Review accounting work of subsidiary company personnel and assist in closing of their books. 15. Assist in preparation and filing of regulatory reporting with SEC, MSRB, FINRA and SIPC

Desired Skills and Experience

B.A./B.S. in Accounting or Finance, CPA candidate a plus 1+ years relevant accounting experience working with general ledgers, financial reporting, financial data analysis. Understanding of GAAP. Must have strong Microsoft Excel skills.

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