Compliance Director

  • Location: New York
  • Type: Direct Hire
  • Job #42106

SkyWater Search Partners has partnered with a billion dollar investment management firm in its search for a Compliance Director in New York City. 

The Compliance Director will be oversee all internal reporting in accordance with the SEC; handle regulatory and compliance filing; and oversee compliance related processes. SEC and/or FINRA experience is required and knowledge of Form ADV and Form PF/PQR is preferred. Candidates with a legal background/JD are encouraged to apply. 

This firm offers a great culture and growth potential within the compliance department. If you're interested in learning more, please apply directly or reach out to Lauren Swartout directly (

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